10 Security & Compliance Gaps Financial Firms Overlook
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What You’ll Uncover in Your Checklist





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The Cost of a Data Breach
From weak MFA policies to unsecured file sharing, most financial firms have critical security gaps they don’t even realize. And in this threat environment, ignorance isn’t bliss — it’s liability. Just one oversight can lead to:
- Data breaches and stolen client assets
SEC and FINRA fines - Lost trust and reputational damage
- Operational chaos from ransomware or downtime
Built for Financial Teams That Can’t Afford Mistakes
This checklist was built for leaders in finance — firms managing sensitive client data, subject to strict compliance, but lacking the time or internal expertise to constantly audit security.
You don’t need a degree in cybersecurity.
You need to know what’s putting your firm at risk — and how to fix it.
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Trusted IT for Finance
With decades of experience in IT and cybersecurity, iCorps has supported companies in strengthening their defenses, ensuring compliance, and making confident decisions about managing cyber risk. This checklist answers essential questions about security gaps and empowers you to fix what's making your vulnerable.
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