Download Your Free Checklist:

10 Security & Compliance Gaps Financial Firms Overlook

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What You’ll Uncover in Your Checklist

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10 common security & compliance gaps your firm may be missing.
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Clear “fix-it” recommendations for each risk.
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Insight into your true risk level (low, moderate, high).
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Designed for financial firms and your unique needs.
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Use it to guide your next audit, assessment, or board discussion.

Trusted by Top Companies

"As a small shop, we're limited on resources. And one of the biggest advantages is to be able to leverage a larger IT firm like iCorps. Being able to know that they're watching our services 24/7 allows me to sleep better at night." 
Scott Parkis - GreenBriar Equity Group
"We truly feel that communication, planning, and execution are the hallmarks of iCorps Technologies in dealing with their customers."
Paul S. Tilley - Marr Scaffolding Company
"A lot of people in the IT space claim to act as a CIO, as an outsourced senior-level function. A lot of people say that, but they just don't do it. With iCorps, they really do have those layers and different engineers looking at responsibilities. From my standpoint, that's the big difference." 
Kevin Webb - Norbella
"iCorps has always paired experts to our company and our needs. There's always been a senior tech and a mid-level tech, and basically their knowledge — when either one is in the office or on the phone and dealing with one of my staff or myself, they've always been able to address the IT issues at hand."
Ben Goldfarb - Nauset Construction
"iCorps is our strategic partner and a valuable IT consultant. I look to them not only to maintain our current IT structure but also to provide a vision of how technology can work for us in the future as we strive to reduce costs."
Mike Mills - Industrial Packaging Supply

The Cost of a Data Breach

From weak MFA policies to unsecured file sharing, most financial firms have critical security gaps they don’t even realize. And in this threat environment, ignorance isn’t bliss — it’s liability. Just one oversight can lead to:

  • Data breaches and stolen client assets
    SEC and FINRA fines
  • Lost trust and reputational damage
  • Operational chaos from ransomware or downtime


Built for Financial Teams That Can’t Afford Mistakes

This checklist was built for leaders in finance — firms managing sensitive client data, subject to strict compliance, but lacking the time or internal expertise to constantly audit security.

You don’t need a degree in cybersecurity.



You need to know what’s putting your firm at risk — and how to fix it.

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Trusted IT for Finance

With decades of experience in IT and cybersecurity, iCorps has supported companies in strengthening their defenses, ensuring compliance, and making confident decisions about managing cyber risk. This checklist answers essential questions about security gaps and empowers you to fix what's making your vulnerable.

Contact iCorps

We’re here to listen and lend our expertise. When you reach out to us, you gain a committed partner dedicated to helping your business thrive.

Let’s start the conversation and build a solution together.